We are seeking a highly motivated professional looking a career opportunity the Sales and Trading environment of a US Broker Dealer. We are looking for a candidate with at least 3 years' experience within a trade support or financial operations, with working knowledge of Equities, Fixed income and operations.
Responsibilities will be engaged within -
Equity Trade Breaks. Reconciliation of Corporate Municipal, CD Bond Trade Breaks. Prepare street side Break reports for internal Trade Desks & External Correspondent Clients.
Resolve execution discrepancies with exchanges, Internal trading desks and affiliates. Reconciliation of DVP Ex-Clearing Trade Breaks which also includes Balance orders. Monitor Nasdaq Act, ORF, CMU RTTM on unmatched trades & Advisories. Monitor& Action on Obligation Warehouse. Cancel, Add & Amend trades and ensure ties into our balance & reconciliations.
P&L & Positions Breaks in Average Price Accounts for various Internal Trading Desks. Monitor Rejects / Exceptions and act accordingly to address the said issues. Adding / Uploading Allocations & Street side trades.
Creating testing scenarios and testing of trade flows in both UAT and production prior to new business as well testing new trade flows with existing business. Working closely with the Equity Services team to test and communicate with vendors/clients. Option trade break and position break reconciliation including deletion of breaks from FIS for ‘one too many’ trade bookings and average price differences.
Requirements: Minimum 3 years’ experience NASDAQ WORX; FINRA ORF; NYSE GEMS; DTCC Trade Suite; RTTM/CMU; Excel; OW; OCC; CTM;
Series 99 preferred
#phaxisfs
Job Type: Full-time
Pay: $85,000.00 - $135,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Employee assistance program
- Flexible spending account
- Health insurance
- Health savings account
- Life insurance
- Paid parental leave
- Paid time off
- Retirement plan
- Vision insurance
Compensation package:
Experience level:
Schedule:
- Day shift
- Monday to Friday
Work setting:
Ability to Relocate:
- New York, NY 10019: Relocate before starting work (Required)
Work Location: Hybrid remote in New York, NY 10019