20 Best Compliance Officer jobs (Hiring Now!)

VP Compliance, Legal&Risk-NFFG
Navy Federal Credit Union —Vienna, VA
Bachelor's Degree in business administration or a related field, or the equivalent combinations of educations, training, or experience.
Chief Compliance Officer
MJ Boyd Consulting —New York, NY
Conduct risk assessments and implement controls to mitigate compliance risks. Bachelor’s degree in Finance, Law, Business Administration, or related field;…
From $250,000 a year
Quick Apply
3d
Chief Information Officer
Institute For Advanced Learning And Research —Danville, VA
Direct the design, implementation, and maintenance of the institution’s IT architecture. Bachelor’s degree (Master’s preferred) in Information Technology,…
Estimated: $157K - $199K a year
13d
Chief Technology Officer
Kid Company —Palo Alto, CA
Excellent communication and leadership skills, with the ability to inspire teams, collaborate with cross-functional stakeholders, and articulate complex…
$200,000 - $300,000 a year
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Virtual CIO
Impact Networking —Bolingbrook, IL
Lead technical discussions with the Impact engineering team and clients as it relates to their business and technology roadmap.
Estimated: $69.2K - $87.7K a year
Senior Director of Compliance
Didi Hirsch Mental Health Services —Culver City, CA
Leads all accreditation/certification agency-wide related activities which include but are not limited to initiating accreditation/certification, leading the…
$144,440 - $160,490 a year
Quick Apply
Chief Information Officer
Washtenaw Intermediate School District —Ann Arbor, MI
The Chief Information Officer (CIO) will develop enterprise information technologies, applications, and services necessary to meet the highest level of user…
$130,496 - $160,410 a year
Director of Compliance
Northern Colorado Rehabilitation Hospital —Johnstown, CO
Current, valid, and active Registered Nurse license in the state of employment is required. Uses clinical expertise and significant independent discretion and…
$96,636.80 - $130,060.41 a year
Quick Apply
Chief Technology Officer
RecycleMax.com —Detroit, MI
Bachelor’s or Master’s degree in Computer Science, Engineering, or a related field. Experience with agile development methodologies and a strong focus on user…
$175,000 - $225,000 a year
Quick Apply
Chief Technology Officer
City of Starkville —Starkville, MS
Must possess a valid driver’s license and acceptable MVR. Analyze, evaluate, install, design, maintain and support computer network design, operating systems…
$80,000 - $91,000 a year
Quick Apply
Chief Architect- Cloud Transformation
NTT DATA —Washington, DC
Aligns with the client's strategic organizational business plans, cultivates relationships with business stakeholders, trusted advisor who assists in the…
CISO Director - Information Security
Subaru of America —Camden, NJ
Proficiency in articulating intricate technical concepts to non-technical stakeholders in a clear concise manner. Strategic Planning and Financial Oversight.
Estimated: $188K - $238K a year
Chief Compliance Officer
Honest Medical Group —Nashville, TN
Conduct regular risk assessments and develop strategies to mitigate compliance risks. Proven ability to develop and implement effective compliance programs.
Estimated: $169K - $214K a year
Quick Apply
9h
Chief Information Security Officer (CISO)
Software People Inc. —Jackson, MS
Participating in the state information security threat intelligence feeds. Must have technical experience with the following Security Toolset Areas: Patch…
$100 an hour
Quick Apply
10h
Chief Architect
ManTech —Fort Meade, MD
A bachelor's degree in computer science, information security, or a related field. You will be advancing Zero Trust Maturity through the User Pillar, leading a…
Estimated: $175K - $221K a year
Chief Compliance Officer, Medicare Advantage
CommuniCare Advantage —Baltimore, MD
Study both existing and new legislation, enforce policies and advise management on necessary actions to make sure company complies with local, state and federal…
Estimated: $64.1K - $81.1K a year
Quick Apply
Director of Compliance Education
Yale University —New Haven, CT
If not certified, must obtain certification within the first 12 months of employment. All candidates for employment will be subject to pre-employment background…
Estimated: $102K - $130K a year
6d
Chief Compliance Officer
Los Angeles Unified School District —Los Angeles, CA
This individual will possess strong knowledge of local, state, and federal financial laws, especially in relation to California public education; will have…
Up to $218,600 a year
9h
Chief Technology Officer
Credit Karma —Oakland, CA
Your impact will resonate across all technical disciplines as you lead the global engineering strategy. Reporting directly to Credit Karma's CEO, the CTO will…
$375,000 - $470,000 a year
Quick Apply
12d
Co-Founder and CTO
Subscrbe AI, Inc —New York, NY
Collaborate closely with cross-functional teams including other team leads, designers, product owners, and backend engineers to deliver exceptional user…
Estimated: $46.9K - $59.4K a year
Quick Apply

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VP Compliance, Legal&Risk-NFFG

Navy Federal Credit Union - Vienna, VA

Apply Now

Job Details

Qualifications

Management
Law
Doctoral degree
Regulatory reporting
Employment & labor law
Finance
Doctor of Law
Series 7
Analysis skills
Supervising experience
Bachelor's degree
Risk management
Series 24
Organizational skills
Contracts
Securities law
Business Administration
Business
Bank Secrecy Act
Leadership
Communication skills
Banking
Marketing
Negotiation

Full Job Description

Overview

Direct the management of Navy Federal Financial Group (NFFG) compliance programs, regulatory reporting, communications, inquiries, and audits to Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), Municipal Securities Ruling Board (MSRB), all state Department of Financial Institutions (pertaining to securities and insurance regulations), Federal Reserve, Department of Labor (DOL) (pertaining to ERISA and other investment/ insurance laws regulations), and NCUA and Navy Federal standards. Serve as Bank Secrecy Act (BSA)/Anti Money Laundering (AML) under rules governed by the Financial Crimes Enforcement Network (FinCEN). Serve as Risk Officer to implement NFCU Enterprise Risk Management Program. Develop NFFG strategic compliance initiatives for Navy Federal Investment Services, a SEC Registered Investment Advisor and FINRA Registered Broker Dealer. Serve as Chief Compliance Officer for NFIS and NFFG. Ensure NFIS and NFFG staff adhere to regulations with State Insurance Divisions. Ensure compliance with municipal/options transactions. Serve as primary Legal representative for NFIS and NFFG.

Responsibilities

Direct the management of NFFG compliance programs, regulatory reporting, communications, inquiries, and audits for multiple external regulatory entities to include but not limited to FINRA, SEC, MSRB, Federal Reserve Bank and others
Create, lead, and manage a comprehensive risk analysis and risk management plan for NFFG and NFIS. Additionally, serve as the main point of contact for legal and regulatory issues within NFFG
Act as Risk Officer for NFFG and ensure risk management practices and standards are embedded across the operational, financial, credit, compliance, and strategic risk domains for NFFG
Detect and remain alert of fraud trends, Red Flags and proactively implement preventive measures
Develop, manage, and implement compliance programs, licensing/registration processes and documentation; ensure updated registration and regulatory changes are incorporated
Establish/direct internal/ external controls for compliance/audit purposes with applicable statutory requirements and organizational policies
Stay informed of business environment, financial services, and associated trends to ensure competitive business conditions and newest developments are incorporated
Act as the main point of contact for NFFG legal for vendor contract review and for inquiries from both outside parties and internal staff, and provide oversight of resolution
Act as a liaison with NFCU's Office of General Counsel, Compliance, and Enterprise Risk team, partnering, collaborating, and escalating issues as needed
Act as liaison with NFFG's business units to facilitate, improve, and strengthen operations decisions-making through integration of legal analysis as part of the business development process
Perform supervisory/managerial responsibilities
Perform other duties as assigned

Qualifications

FINRA Registration: Series 7 and 24.
Juris Doctor from an accredited law school, fully accredited by the American Bar Association
Bachelor's Degree in business administration or a related field, or the equivalent combinations of educations, training, or experience
Significant experience in leading a broker/dealer compliance operation in a financial organization
Significant experience in leading broker/dealer risk management in a financial organization
Significant experience in legal document (POA, Trust, Will, Operating Agreements, etc.) and contract review
Expert knowledge of federal, state, local and industry regulation affecting financial institutions to include broker/dealer and advisory firms
Significant experience in managing and maintaining an effective, ongoing compliance program
Significant experience in managing an Office of Supervisory Jurisdiction (OSJ) and operations department
Experience in compliance analysis
Significant experience in supervising and leading employees
Expert knowledge of banking/financial industry standards and practices
Advanced skill making sound organizational and operational decisions
Advanced research, analytical, and problem-solving skills
Advanced skill analyzing facts/identifying controls/developing procedures/recommending solutions
Advanced skill presenting findings, conclusions, alternatives, and information clearly and concisely
Advanced relationship building, negotiation and facilitation skills
Advanced verbal and written communication skills

Desired Qualifications:

Desired - Advanced degree in business, Finance, Insurance, Management or Marketing
Desired - Knowledge of Navy Federal objectives, functions and policies and procedures

Hours: Monday - Friday, 8:00AM - 4:30PM

Location: 820 Follin Lane, Vienna, VA 22180

About Us

You have goals, dreams, hobbies, and things you're passionate about—what's important to you is important to us. We're looking for people who not only want to do meaningful, challenging work, keep their skills sharp and move ahead, but who also take time for the things that matter to them—friends, family, and passions. And we're looking for team members who are passionate about our mission—making a difference in military members' and their families' lives. Together, we can make it happen. Don't take our word for it:

Military Times 2022 Best for Vets Employers

WayUp Top 100 Internship Programs

Forbes® 2022 The Best Employers for New Grads

Fortune Best Workplaces for Women

Fortune 100 Best Companies to Work For®

Computerworld® Best Places to Work in IT

Ripplematch Campus Forward Award - Excellence in Early Career Hiring

Fortune Best Place to Work for Financial and Insurance Services

Equal Employment Opportunity: Navy Federal values, celebrates, and enacts diversity in the workplace. Navy Federal takes affirmative action to employ and advance in employment qualified individuals with disabilities, disabled veterans, Armed Forces service medal veterans, recently separated veterans, and other protected veterans. EOE/AA/M/F/Veteran/Disability EOE/AA/M/F/Veteran/Disability

Disclaimers: Navy Federal reserves the right to fill this role at a higher/lower grade level based on business need. An assessment may be required to compete for this position. Job postings are subject to close early or extend out longer than the anticipated closing date at the hiring team’s discretion based on qualified applicant volume. Navy Federal Credit Union assesses market data to establish salary ranges that enable us to remain competitive. You are paid within the salary range, based on your experience, location and market position

Bank Secrecy Act: Remains cognizant of and adheres to Navy Federal policies and procedures, and regulations pertaining to the Bank Secrecy Act.

Apply Now

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