348
financial advisor jobs in New York, NY
Equitable Advisors —New York, NY
Ability to draw upon past experiences and acquaintances to develop markets and build upon them to sustain long term relationships.
$36,400 - $125,000 a year
Quick Apply
EQUITABLE ADVISORS —New York, NY
You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus).
$48,000 - $218,000 a year
Quick Apply
VC Financial —Middle Village, NY
Paid training to obtain life and health license as well as Securities Industry Essential, Series 7, and Series 66.
$50,000 - $85,000 a year
Quick Apply
10d
Allen School of Health Sciences —Brooklyn, NY
Must be able to communicate effectively in classrooms during scheduled orientations and/or contacting students in regards to financial aid matters such as…
$43,000 - $55,000 a year
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2d
New York Life Insurance Company/NYLIC Securities —New York, NY
Enhance your wealth advisory practice by becoming a Financial Advisor with our investment advisory affiliate Eagle Strategies LLC, a Registered Investment…
$70,000 - $150,000 a year
Quick Apply
1199SEIU Family of Funds —New York, NY
Good communication skills both verbal and written; able to communicate in a clear and concise manner and initiate own correspondence.
$55,585.92 a year
Forest Hills Financial Group —New York, NY
Obtain appropriate insurance licensing (assistance and study material provided). Must be a US citizen or permanent resident.
$55,000 - $200,000 a year
Quick Apply
11h
Santander Holdings USA Inc —New York, NY
Master's Degree in Business or a related field. 3+ years of experience in Structured Finance / Project Finance or a comparable field.
$113,400 - $144,000 a year
GYL Financial Synergies —New York, NY
This position uses common office apparatuses such as computers, phones, photocopiers, filing cabinets and fax machines. Position Type/ Expected Hours of Work.
$80,000 - $120,000 a year
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3h
Phaxis LLC —Jersey City, NJ
Assist in trade surveillance reviews, including daily trade activity, Rule 606 review, and Blue sheet filings. 10+ years of Compliance and Risk experience.
$140,000 - $165,000 a year
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Tandym Group —New York, NY
Bachelor's Degree in Business Administration, Finance, Legal or related field. Conduct compliance risk assessments and audits of internal policies.
$140,000 - $200,000 a year
Media.com —New York, NY
Tertiary (bachelor degree or higher) qualifications in cybersecurity, investigations or business (or related field).
$140,000 - $270,000 a year
Quick Apply
1d
EY —New York, NY
Stay abreast of current business and economic developments relevant to the client's business; and use and develop technology and tools to innovate and enhance…
$173,555 a year
13h
Bank of America —New York, NY
Either Series 7 and 66 licenses or Series 7, 63, and 65 licenses; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they.
$60,000 - $100,000 a year
2d
Core Talent —New York, NY
Evaluate clients' risk tolerance and develop strategies to mitigate potential financial risks. Bachelor's degree in Finance, Business, or a related field.
$100,000 - $200,000 a year
Quick Apply
2d
DFP Partners —New York, NY
Processing Uniform Forms U-4 and U-5, Form BD, Form BR, Form ADV and various state forms. Assist with monitoring licensing examination, continuing education,…
$55,000 - $65,000 a year
Quick Apply
2d
Santander Holdings USA Inc —New York, NY
Participate in the strategic planning and budget process to provide timely feedback/independent challenge; provide impact analysis (forward looking exposures…
$180,000 - $250,000 a year
Bank of America —New York, NY
Series 7, 63/65 or 66 or equivalent; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support.
$48,000 - $100,000 a year
Bank of America —New York, NY
Engaging with the Financial Crimes Analytics Team to drive thematic reviews of key risk areas for the broker-dealer and develop/enhance GFC automated detection…
$103,000 - $165,300 a year
Royal Bank of Canada —New York, NY
Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions…
$160,000 a year
6d
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