20 Best Investment Associate jobs (Hiring Now!)

Client Service Associate
Family, Wealth and Legacy, LLC —Remote
Collaborate with advisors and clients to design, implement, and monitor financial plans. Prepare paperwork for client transactions, including, but not limited…
$40,000 - $55,000 a year
Quick Apply
1h
Actuarial Associate
Medical Air Services Association, Inc —Plantation, FL
Either a bachelor’s degree in a quantitative discipline like Mathematics, Statistics, or Economics), or 7+ years of insurance product or pricing analysis work…
Estimated: $87.4K - $111K a year
Quick Apply
Credit Analyst or Credit Associate -Japanese Bilingual -54948
Pasona N A, Inc. —Dallas, TX
Assist with amendments, dividend transactions, loan closings and funding, and other credit events that may impact the borrower.
$57,000 - $75,000 a year
Quick Apply
Bilingual Japanese Corporate Access Associate
APA International Placement Consultants —New York, NY
Execute events and manage logistics for non-deal roadshows, virtual events, conferences, seminars, investors tours Manage itineraries, create and update…
$60,000 - $100,000 a year
Quick Apply
3d
Associate Financial Advisor
TPM Placement —Hanover, PA
Service existing clients - not required to build your own book of business. Provide investment, risk, annuity and insurance advice and education.
$75,000 - $80,000 a year
Quick Apply
1d
Binding Authority Underwriting Associate
Ryan Specialty —Hunt Valley, MD
Makes accurate state filings where applicable and ensures accurate tax payment in accordance with the state laws. What will your job entail?
Estimated: $60.6K - $76.7K a year
Trust & Safety - Customer Care Associate (Full-time)
The Meet Group —New Hope, PA
Compiling & processing cash rewards redeemed by video content creators. Reviewing user-generated content including photo uploads, text, and video.
$22 an hour
Quick Apply
Wealth Management Client Associate - Administrative
TYWL Wealth Management —Rosemead, CA
Responsibilities include general office support, handling incoming phone calls, facilitating operational duties, and organizing client information.
$22 - $25 an hour
Quick Apply
5d
Investment Operations Associate
Second 50 Financial, LLC —Manhattan Beach, CA
Will be cross trained to answer phones and help clients with account administration questions. Development of investment analysis and proposals for prospects.
$80,000 - $100,000 a year
Quick Apply
6d
Financial Counselor Associate
AMG NATIONAL TRUST —Chicago, IL
Prepare federal and state estimated income tax vouchers. Send follow up letters to clients and respond to client calls, when appropriate.
$70,000 - $100,000 a year
Quick Apply
Associate Investment Advisor/Assistant
Flynn Financial LLC —Blakely, PA
_Desired: Advanced Certifications e.g., CFP, CFA or willing to pursue._. Financial concepts: 1 year (Preferred). _CRM Data Input/Note Taking_.
Estimated: $53.4K - $67.7K a year
Quick Apply
5d
Associate Underwriter Analyst
MedPro Group —Fort Wayne, IN
Provide data entry, initial analysis and account set up transactions. Provide support for MedPro Group distribution partners via phone calls, emails and faxed…
Estimated: $50.9K - $64.5K a year
Wealth Advisor Assistant - Client Services Associate
Tonka Financial Services —Hopkins, MN
Assist with answering phone calls or delegating faxes to appropriate staff member. ▪ Handle phone calls, faxes, and e-mails from clients and take action needed…
$46,693 - $48,954 a year
Quick Apply
Associate Financial Planner (BA Req & 2 Yrs Exp)
Syverson Strege —West Des Moines, IA
Proficient in the use of Microsoft Office suite of products; ability to learn in-house programs and tools. Educates clients in financial planning and investment…
$66,000 - $100,000 a year
Quick Apply
9d
Associate Wealth Advisor (Certified Financial Planner)
Halbert Hargrove —Long Beach, CA
Maintains a social presence in the community by volunteering and/or joining a charitable organization. Professional development budget for continuing education…
$75,000 - $100,000 a year
Quick Apply
Compliance Associate, Partner Relationships
tastytrade —Chicago, IL
You will report to and work closely with the Director of Marketing Compliance on all matters related to marketing partnership for the firm such as, but not…
Estimated: $76.8K - $97.3K a year
Quick Apply
9d
Financial Services Associate
Paramount Associates Wealth Management —Greenwood Village, CO
Identify weaknesses in existing campaigns and develop pragmatic solutions within budgetary constraints. We believe investor education is imperative and we…
From $50,000 a year
Quick Apply
4d
Operations Associate (Investment Operations)
Manhattan West Enterprise Company LLC —Los Angeles, CA
Play an integral role in investment transactions from start to finish. Must have attention-to-detail, project management skills and the ability to work…
$75,000 - $90,000 a year
Quick Apply
5d
Associate Broker
Ryan Specialty —Jupiter, FL
Demonstrates a commitment to ongoing professional development by diligently completing assigned educational courses, professional designations, and licensing…
$62,000 - $81,375 a year
Associate Financial Advisor
Ameriprise Financial —Minneapolis, MN
Perform case analysis and develop recommendations. Already have or be able to study for and pass exams for federal and state licenses and registrations for…
$65,000 - $110,000 a year
Quick Apply

I want to receive the latest job alert for Investment Associate

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Client Service Associate

Family, Wealth and Legacy, LLC - Remote

Quick Apply

Job Details

Full-time $40,000 - $55,000 a year 1 hour ago

Benefits

Profit sharing
Health insurance
401(k)
Paid time off
401(k) 4% Match
Work from home
Parental leave
401(k) matching
Professional development assistance
Life insurance

Qualifications

Microsoft Powerpoint
Series 6
Microsoft Excel
Customer service
Series 66
Microsoft Office
Series 7
Bachelor's degree
FINRA License
Certified Notary Public
Grammar Experience
Communication skills

Full Job Description

Family Wealth & Legacy is a comprehensive wealth management practice located in Rochester, NY. Over the years, we have helped our clients achieve what is important to them. We take a family office–style approach and are experienced in addressing a broad range of sophisticated financial needs, delivering strategies for the diversification of assets, tax minimization, estate planning and other long-term wealth management objectives. We work with successful family business owners and help them manage every aspect of their wealth through our unique planning process. Offering highly personalized services to manage their assets, protect their legacies, and transition their wealth to future generations. Our mission is to provide our clients with a greater sense of financial security and confidence to help put their dreams and goals within reach.

We are looking to expand our experienced team by hiring for the role of a Client Service Associate. The Client Service Associate fulfills a key position within our practice by supporting all aspects of the client experience and working closely with our advisors and external partners to formulate solutions for our clients. The person in this role is focused on firm operations through direct client interaction and “behind the scenes” coordination with other team members to deliver premium client service.

Responsibilities:

Client Service

Act as the primary contact for client service questions and problem resolution, working seamlessly with internal and external partners and escalating items as necessary.
Provide client service by communicating via phone, email, and written correspondence.
Handle client service requests including account maintenance requests, money movement (check requests, withdrawals, transfers, etc.) and account inquiries.
Provide clients with technology assistance and training, as needed.
Participate in client meetings, as needed.

Administrative Support

Track all client updates and interactions in CRM, as well as assign and complete client-related tasks in CRM.
Manage calendars and schedule client meetings for advisors.
Prepare client review materials and ensure that data required for review is accurate.
Manage client Required Minimum Distribution report.
Maintain physical and electronic client files.
Support general administrative needs, as necessary.

Operations

Prepare paperwork for client transactions, including, but not limited to opening new accounts, closing accounts, transferring assets, deposits, withdrawals, account title changes, address changes, etc.
Monitor, prepare and process IRA, CRT, and other distributions.
Update processes and procedures related to the Client Service Associate position.
Work with the team to address workflow issues, making suggestions for improvement to their systems and process, as needed.
Collaborate with advisors and clients to design, implement, and monitor financial plans.
Assist with data-gathering and fact finding.
Prepare investment reports for client review meetings.
Assist in the oversight of client accounts and portfolios.
Consistently review practice specific models and investment offerings.
Place trades and rebalance accounts.
Manage our financial planning software.
Maintain account aggregation reviewing connections and updating when needed.

Education, Skills, and Experience

Bachelor’s degree or equivalent work experience (preferably in business or finance)
FINRA Series 6 or 7 & 66 Registered (preferred)
Life & Health Insurance Licensed (preferred)
Notary Public (preferred)
Proficient in Microsoft Office, Excel, and PowerPoint
Strong oral and written communication skills
Ability to prioritize and manage competing priorities
Strong interpersonal, problem-solving, and teamwork skills
Attention to detail

Candidates must possess a professional and approachable demeanor, and the ability to handle conflicting priorities. The skill sets required for this position include interpersonal, oral and written communication, strong technology acumen, spelling and grammar, planning and organizational skills.

Job Type: Full-time

Pay: $40,000.00 - $55,000.00 per year

Benefits:

401(k)
401(k) 4% Match
401(k) matching
Health insurance
Life insurance
Paid time off
Parental leave
Professional development assistance
Work from home

Compensation package:

Bonus opportunities
Performance bonus
Profit sharing
Quarterly bonus
Yearly bonus

Schedule:

Monday to Friday

Experience:

Customer service: 3 years (Preferred)

Work Location: Remote

Quick Apply

Investment Associate jobs

Client Service Associate

Actuarial Associate

Credit Analyst or Credit Associate -Japanese Bilingual -54948

Bilingual Japanese Corporate Access Associate

Associate Financial Advisor

Binding Authority Underwriting Associate

Trust & Safety - Customer Care Associate (Full-time)

Wealth Management Client Associate - Administrative

Investment Operations Associate

Financial Counselor Associate

Associate Investment Advisor/Assistant

Associate Underwriter Analyst

Wealth Advisor Assistant - Client Services Associate

Associate Financial Planner (BA Req & 2 Yrs Exp)

Associate Wealth Advisor (Certified Financial Planner)

Compliance Associate, Partner Relationships

Financial Services Associate

Operations Associate (Investment Operations)

Associate Broker

Associate Financial Advisor

Job Seeker Tools

Employer Tools

Browse

Stay Connected