registered client associate jobs

Bank of America —Providence, RI3.8

Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while…

G9 Financial —Millbury, MA3.3

FINRA Series 7, Series 66, Life and Health licensing required with a commitment to obtaining further continuing education requirements to maintain licensing.

B. Riley Financial —Poughkeepsie, NY4

Receive incoming calls, handling requests, and directing communication to appropriate parties. The successful candidate will demonstrate the ability to work…

Edward Jones —Carson City, NV3.7

As a financial advisor with Edward Jones, you'll develop and grow your own practice, supported by your branch team, a home-office team and other regional…

Confidential —Rochester, NY

This position is critical to building client advocacy and ensuring continued profitability of the practice. Works with an entire team to coordinate all prospect…

Raymond James Financial, Inc. —Trinity, FL3.8

Monitors available cash awaiting investment, including running weekly cash and cash equivalent reports and contacting clients with investment opportunities to…

Dye Creek Capital —Raleigh, NC

Make use of exceptional communication skills to take client calls and reroute them to other associates when necessary.

Strategic Financial Associates LLC —Bethesda, MD

You will work in our Investment Operations department with experienced professionals, working daily with clients and prospective clients.

Edward Jones —Emporia, KS3.7

As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities, as well as required training to maintain…

Condor Capital Wealth Management —Martinsville, NJ

Assist with answering the phones and responding to emails. Strong knowledge of Microsoft Office and related business productivity tools.

Boutique Recruiting —Everett, WA4.7

This role primarily supports one wealth advisor in managing 100 households by facilitating client fund transfers, processing transactions, providing…

Moors & Cabot, Inc. —Alexandria, VA3.5

In addition to specializing in wealth management through full service registered representatives, Moors & Cabot offers investors additional investment tools…

Miramontes Capital —Newport Beach, CA4.4

II. Update calls with clients to answer any questions they may have. I. Manage all document tracking, e-filing, and client follow-up calls.

Knightsbridge Wealth Management —Newport Beach, CA

Prepares alternative investment paperwork for client signature as well as process fundings and or capital calls. Knowledge of Tamarac and CRM preferred.

Fidelity Investments —Covington, KY4

Subsequent months, begin taking customer calls with increasing complexity over time to develop and hone your skills. Sound too good to be true?

Signature Financial Solutions —Tampa, FL3

FL Life, Health, Variable Annuity (215) license or willingness to sit for the exam would be preferred. Ability to multitask and prioritize daily workload.

HighTower Advisors —Santa Fe, NM3.4

Ability to obtain a securities representative license (Series 65) in first year of employment. Founded in 2008, Hightower is a wealth management firm that…

Keyes, Stange & Wooten Wealth Management, LLC —Palm Coast, FL1

Strong communication skills demonstrated via composition of letters, emails, and answering phone calls. Desire to develop into an operations management role…

Fleishel Financial Associates —Jacksonville, FL

CLIENT SERVICE: New client onboarding, ongoing client service with correspondence and other communications, document management, money movement, ensuring client…